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Benzinga

October 16, 2019

An Important Leveraged ETF To Watch During Earnings Season

With earnings season and trade tensions potentially thawing, there could be reasons to embrace the technology sector from the long side and active traders can establish bullish stances with leveraged exchange traded funds, such as the ProShares UltraPro QQQ, TQQQ.

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Edison

October 11, 2019

UK Sparks: TP ICAP Pays £15.4m To Settle FCA Probe

TP ICAP has agreed to pay £15.4m to settle a Financial Conduct Authority investigation into trades by its subsidiary company Tullett Prebon (Europe) between 2008-2011. The FCA found that certain former managers in TP ICAP’s global broking division and compliance department failed to act with due skill, care and diligence. It also ruled that inadequate systems and controls were in place to deal with the risk of improper broker conduct.

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Benzinga

September 30, 2019

New SEC Rules Streamline ETF Launch Process

Exchange-traded funds have exploded in popularity in recent decades, but the U.S. Securities and Exchange Commission made some major changes to regulations this week that could have a significant impact on ETF traders.

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Benzinga

September 18, 2019

VanEck, SolidX Pull Bitcoin ETF Filing From SEC Consideration

Less than two weeks after VanEck and SolidX rolled out the VanEck SolidX Bitcoin Trust ETF (XBTC), a bitcoin exchange traded product aimed at institutional investors, the firms said they’re withdrawing plans for bitcoin exchange traded fund aimed at a broader swath of investors.

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